This institution is a leading global financial entity offering a wide array of services including investment banking, asset management, and private wealth management. Renowned for its commitment to customer service, integrity, and fostering sustainable economic growth, it operates a worldwide network aimed at serving corporations, institutions, governments, and individuals. With a legacy of excellence and innovation, it is focused on turning insights into opportunities, providing expert advice, and delivering comprehensive solutions across both public and private markets.
Key Responsibilities:
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Regulatory Compliance: Ensure thorough due diligence is conducted in line with CFTC Dodd Frank, SEC SBS, and EMIR regulations.
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Policy Expertise: Develop a deep understanding of the firm’s regulatory due diligence policies.
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Account Management: Approve the opening of new accounts ensuring compliance with regulatory frameworks.
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Process Design and Improvement: Continuously design and update procedures to reflect regulatory changes and improve process efficiency.
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Stakeholder Coordination: Work closely with both internal and external clients to gather necessary onboarding documents and requirements.
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Client Communication: Handle queries related to client accounts and relationships and ensure all communications are maintained at the highest professional standard.
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Project Management: Manage projects ranging from small enhancements to large-scale, global initiatives.
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Risk Management: Timely and effective escalation of potential issues with actionable resolutions.
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Reporting and Efficiency: Develop required reports, maintain workflow clarity and consistency, and implement operational efficiencies.
Skills and Experience Required:
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Educational Background: Bachelor’s degree in a relevant field.
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Communication Skills: Exceptional written and oral communication abilities.
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Professional Confidence: Ability to engage effectively and persuasively with clients and senior management.
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Critical Thinking: Strong analytical skills and problem-solving capabilities with meticulous attention to detail.
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Proactivity and Ownership: Highly self-motivated with a proven track record of taking ownership and accountability of projects.
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Teamwork and Relationship Building: Excellent interpersonal skills and experience in managing stakeholder relationships on a global scale.
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Technical Proficiency: Well-versed in Microsoft Office and proficient with web-based applications.
What We Offer:
- Competitive salary and benefits package.
- Opportunities for professional growth and advancement.
- A dynamic and inclusive work environment.
